Tag Archives: Brent David Hurt

Red Ridge Securities Stockbroker Suspended For Failure To Supervise

June 08, 2017  |   Posted by :   |   Investment and Regulatory News, Private Placement Fraud, Selling Away and Outside Activities   |   Comments Off on Red Ridge Securities Stockbroker Suspended For Failure To Supervise

Brent David Hurt, of Chicago, Illinois, the Chief Compliance Officer of Redridge Securities, Inc., has been fined $10,000.00 and suspended for thirteen months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he inadequately supervised a stockbroker’s private securities offerings. Letter of Acceptance, Waiver and […]

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