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Merrill Lynch Stockbroker Barred In Investigation

June 19, 2017 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unauthorized Trading | Comments Off

Blake P. King, of Atlanta, Georgia, a stockbroker formerly registered with Merrill Lynch, Pierce, Fenner & Smith, Inc., has been fined and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that King obstructed a FINRA investigation into allegations that he effected unauthorized trades in […]

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Merrill Lynch Stockbroker Barred In Investigation

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