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AXA Stockbroker Sanctioned For Settling Away Customer Complaint

April 08, 2020 | Posted by : Guiliano Law Group | Securities Arbitration Claims | Comments Off

Billy Hai Zhang of Los Angeles California a stockbroker formerly registered with AXA Advisors LLC has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Zhang was the subject of a customer initiated investment related complaint which he settled away from AXA […]

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AXA Stockbroker Sanctioned For Settling Away Customer Complaint

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