Tag Archives: Bernardo Misseri

Legend Stockbroker Barred For Failure to Pay Arbitration Award

May 12, 2020  |   Posted by :   |   Securities Arbitration Claims   |   Comments Off on Legend Stockbroker Barred For Failure to Pay Arbitration Award

Bernardo Misseri (also known as Brendan Misseri) of Staten Island New York a stockbroker employed by Legend Securities has been suspended by Financial Industry Regulatory Authority (FINRA) from associating with any FINRA member in any capacity founded on accusations that the stockbroker failed to comply with a customer initiated investment related arbitration award or settlement […]

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Investors Sue Legend Securities For Securities Fraud

Bernardo Misseri of Staten Island New York a stockbroker formerly registered with Legend Securities Inc. has been ordered by a Financial Industry Regulatory Authority (FINRA) Arbitration Panel to pay a customer $110,622.95 in compensatory damages and $629,241.78 in punitive damages based upon the Panel finding that (1) Misseri negligently transacted in the customer’s account (2) […]

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Legend Securities Named In Customer Securities Arbitration

February 01, 2017  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News   |   0 Comments

Bernardo Misseri, of Staten Island, New York, a stockbroker formerly registered with Legend Securities, Inc., has been named in a customer initiated investment related arbitration claim, in which the customer was awarded $50,000.00 in damages on August 12, 2016, based upon allegations that Misseri breached his fiduciary duties, negligently handled the customer’s portfolio, failed to […]

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