Tag Archives: Benjamin J. Herauf

FINRA Suspends Edward Jones Stockbroker For Forgery

December 15, 2017  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Benjamin J. Herauf, of Dickinson, North Dakota, a stockbroker registered with Edward Jones, has been fined $5,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he forged a customer’s account documentation. Letter of Acceptance, Waiver and Consent, No. 2016052114701 […]

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