Todd R. Anderson, of Tucson, Arizona, a stockbroker registered with Benchmark Investments LLC, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in all capacities because Anderson refused to provide documents and information during the regulator’s investigation into his potential forgery of a customer’s signature on annuity documents. Letter of Acceptance,…
Michael Joseph Muratore of New York, New York, a stockbroker registered with Benchmark Investments Inc., has been barred by the Maryland Securities Division following the failure to respond to an Order to Show Cause. Case No. 202100173 (May 17, 2022). This is not the first time that Muratore has been the subject of a regulatory action…
John Louis Roberts of Stockbridge Georgia a stockbroker formerly registered with Benchmark investments Inc. was discharged as a stockbroker on July 14, 2020, supported by allegations of Roberts failing to comply with industry standards and the firm’s procedures. This is not the first time that Roberts has been terminated from a securities broker dealer. FINRA…