Tag Archives: Barry Todd Eisenberg

Investors Bring FINRA Arbitration Claim Against Alexander Capital For Failure To Supervise

November 30, 2020  |   Posted by :   |   Boilerroom Sales, Churning, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News   |   Comments Off on Investors Bring FINRA Arbitration Claim Against Alexander Capital For Failure To Supervise

Barry Todd Eisenberg of New York New York a stockbroker and branch manager formerly registered with Alexander Capital LP is the subject of a customer initiated investment related arbitration claim in which the customer requested $606,046.00 in damages based upon allegations that Eisenberg failed to supervise stockbrokers who executed inappropriate stock transactions in at least […]

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