Tag Archives: Ausal Financial Partners

Ausdal Financial Sued By Customer For REIT Fraud

May 17, 2018  |   Posted by :   |   Investment and Regulatory News, Non-traded REITs   |   0 Comments

Gerald Lee Repasz of Peoria Illinois a stockbroker currently employed by Ausdal Financial Partners Inc. is the subject of a customer initiated investment related arbitration claim in which the customer sought $62,000.00 in damages founded on accusations of suitability relating to the customer’s real estate investment trust holdings. Financial Industry Regulatory Authority (FINRA) Arbitration No. […]

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Ausal Financial Partners Broker Barred for Obstructing Theft Investigation

John Michael Bannon, a former general securities representative with Ausal Financial Partners, Inc., was permanently barred from associating with any FINRA member in any and all capacities after failing to appear for an on-the-record interview in connection with FINRA’s investigation into allegations from a civil complaint which claimed Bannon had converted a minimum of $74,000 […]

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