Tag Archives: Arturo Alejandro Nunez

FINRA Bars PFS Stockbroker In Sales Practices Investigation

May 23, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Arturo Alejandro Nunez of Miami Lakes Florida a stockbroker formerly registered with PFS Investments Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon findings that Nunez failed to cooperate in FINRA’s investigation into allegations of his sales practice violations and unauthorized commission splitting arrangement. Letter […]

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PFS Fires Stockbroker For Sales Practice Violations

August 25, 2018  |   Posted by :   |   Boilerroom Sales, Forgery, Investment and Regulatory News   |   0 Comments

Arturo Alejandro Nunez of Miami Lakes Florida a stockbroker registered with PFS Investments Inc. has been discharged on October 20, 2017 founded on accusations of the ceasing of all contractual arrangements between Nunez and the firm and its affiliates. The firm contended that Nunez had unresolvable issues related to his sales practices. Nunez has previously […]

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