Tag Archives: Arthur Wood Company Inc.

Morgan Stanley Smith Barney Named In Customer Churning Claim

January 19, 2017  |   Posted by :   |   Churning, Investment and Regulatory News   |   0 Comments

Christopher J. Cowans, a stockbroker formerly registered with Morgan Stanley Smith Barney, has been named in a customer initiated investment related arbitration claim on December 11, 2015, in which the customer has requested $600,000.00 in damages based upon allegations that between March of 2011 and December of 2013, Cowans effected excessive transactions in the customer’s […]

Read More »