Armen Bahadourian, a registered representative with UnionBanc Investment Services, LLC, was suspended from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacities for eighteen months in addition to being fined $10,000 and disgorged of $6,880.75 in commissions after consenting to findings that he executed fifteen unauthorized transactions in the accounts of […]
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Tag Archives: Armen Bahadourian
UnionBanc Broker Suspended for Unauthorized Trading
September 30, 2015 | Posted by : Guiliano Law Group | Failure To Supervise, Investment and Regulatory News, Unauthorized Trading | 0 Comments