Arkady Ginsburg of New York, New York, a stockbroker registered with Aegis Capital Corp., has been censured by the State of Maryland because he was sanctioned by Financial Industry Regulatory Authority (FINRA) for unsuitable and excessive trading. Consent Order No. 20220157 (June 14, 2022). Ginsburg’s registration has been withdrawn in the state, and he agreed…
Arkady Ginsburg of New York, New York, a stockbroker currently registered with Aegis Capital Corp, has been suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings of his excessive trading in customers’ accounts during the time that he was employed by Aegis Capital Corp….