Anthony Minerva of Syosset New York a stockbroker and chief compliance officer formerly employed by J.D. Nicholas Associates Inc. has been suspended on February 13, 2017 from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by allegations that he failed to pay an arbitration award to a customer according to […]
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Tag Archives: Anthony Minerva
FINRA Bars Another Arbitration Deadbeat Broker
August 13, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims | 0 Comments