Tag Archives: Anthony Minerva

FINRA Bars Another Arbitration Deadbeat Broker

Anthony Minerva of Syosset New York a stockbroker and chief compliance officer formerly employed by J.D. Nicholas Associates Inc. has been suspended on February 13, 2017 from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by allegations that he failed to pay an arbitration award to a customer according to […]

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