Tag Archives: Anthony John Cummings

Edward Jones Stockbroker Barred For Stealing

May 25, 2017  |   Posted by :   |   Customer Loans   |   0 Comments

Anthony John Cummings, of Lutherville-Timonium, Maryland, a stockbroker formerly registered with Edward Jones, has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that he converted customer funds. Letter of Acceptance, Waiver and Consent, No. 2016051104901 (May 9, 2017). FINRA Public Disclosure reveals that on […]

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