Tag Archives: Andrew D. Tomlinson III

Geneos Wealth Management Named in Customer Arbitration Alleging Unsuitability

November 18, 2016  |   Posted by :   |   Securities Arbitration Claims   |   0 Comments

A customer initiated investment related arbitration claim involving the conduct of Andrew D. Tomlinson III, of Prescott, Arizona, a stockbroker currently registered with Geneos Wealth Management, Inc., was settled for $30,000.00 in damages based upon allegations from multiple customers that Tomlinson effected unsuitable investment sales of limited partnerships in the customers’ accounts. FINRA Public Disclosure reveals […]

Read More »