Tag Archives: Andrew Caputo Spaventa

Investors Bring Arbitration Claim Against Salomon Whitney For Churning

August 01, 2018  |   Posted by :   |   Churning, Investment and Regulatory News   |   0 Comments

Andrew Caputo Spaventa of Farmingdale New York a stockbroker formerly employed by Salomon Whitney Financial is the subject of a customer initiated investment related arbitration claim where the customer sought $114,357.00 in damages supported by accusations that Spaventa (1) breached his contractual obligations to the customer (2) effected unauthorized trades in the customer’s account (3) […]

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