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MetLife Broker Barred in Customer Loan Investigation

September 30, 2015 | Posted by : Guiliano Law Group | Customer Loans, Failure To Supervise, FINRA Securities Arbitration, Investment and Regulatory News | 0 Comments

Andre Paul Young, a registered representative with MetLife Securities, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he improperly borrowed $208,000 in funds from customers in violation of his firm’s policies, and failed to cooperate with a FINRA investigation into allegations of […]

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MetLife Broker Barred in Customer Loan Investigation

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