Tag Archives: Alfred Gary Kovacs

UBS Sued Over Oil And Gas Securities Suitability

April 06, 2018  |   Posted by :   |   Investment and Regulatory News, Over Concentration   |   0 Comments

Alfred Gary Kovacs of Houston Texas is a stockbroker currently registered with UBS Financial Services Inc. who is the subject of a customer initiated investment related arbitration claim which was settled for $34,000.00 in damages founded on allegations that Kovacs over-concentrated the customer’s assets in oil and gas stocks between 2014 and 2016. Financial Industry […]

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