Tag Archives: Aldo N. Marchena

Northeast Securities Named in Customer Arbitration Alleging Unsuitability

November 30, 2016  |   Posted by :   |   Investment and Regulatory News, Securities Arbitration Claims   |   0 Comments

Aldo N. Marchena, of Boca Raton, Florida, a stockbroker formerly registered with Northeast Securities, Inc., has been subject to a customer initiated investment related arbitration claim on July 27, 2016, in which the customer requested $75,000.00 in damages based upon allegations that Marchena breached his fiduciary duties to the customer by making unsuitable recommendations of […]

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