Tag Archives: Albert Lewis DeGaetano

Cabot Lodge Securities Terminates Stockbroker For Cause

March 31, 2021  |   Posted by :   |   Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on Cabot Lodge Securities Terminates Stockbroker For Cause

Albert Lewis DeGaetano of Independence Ohio a stockbroker formerly registered with Cabot Lodge Securities LLC has been discharged on November 15, 2019 based upon allegations of him violating the firm’s directives as it related to private securities transactions. Cabot Lodge Securities also alleged that DeGaetano’s correspondence with the public violated firm policy. This is not […]

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Edward Jones Discharges Stockbroker For Unsuitable Recommendations

Albert Lewis DeGaetano of Independence Ohio a stockbroker formerly registered with Edward Jones has been discharged by the securities broker dealer on January 25, 2019 based upon allegations that (1) transactions had been executed by DeGaetano in Edward Jones customer accounts without their knowledge or consent and (2) mutual fund and exchange traded funds trades […]

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