Tag Archives: Albert Harkless III

FINRA Bars PFS Investments Stockbroker For Conversion

May 12, 2020  |   Posted by :   |   FINRA Securities Arbitration, Misappropriation of Funds, Stockbroker Theft   |   Comments Off on FINRA Bars PFS Investments Stockbroker For Conversion

Albert Harkless III of Temple Hills Maryland a stockbroker formerly registered with PFS Investments Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he converted a customer’s funds. Letter of Acceptance Waiver and Consent No. 2018060290901 (Apr. 20, 2020). According to […]

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