Alana Marie Lewis of New London Wisconsin a stockbroker formerly employed by Edward Jones has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on allegations that Lewis neglected to provide FINRA with a response to its request for her information. Case No. 2016051358201 (Jan. 2, 2018). FINRA […]
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Tag Archives: Alana Marie Lewis
Edward Jones Broker Barred In Investigation
June 30, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims | 0 Comments