Alan Walton Sharpe of Burlington Massachusetts a stockbroker formerly employed by RBC Capital Markets LLC is the subject of a customer initiated investment related arbitration claim which settled for $225,000.00 in damages supported by allegations that (1) Sharpe made unsuitable oil and gas equities recommendations to the customer and (2) Sharpe churned the customer’s investment […]
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Tag Archives: Alan Walton Sharpe
RBC Capital Markets Sued By Investors For Churning
November 30, 2018 | Posted by : Guiliano Law Group | Churning, Excessive Trading, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments