Tag Archives: Alan Louis Shankman

FINRA Investigates Wilson Davis Broker For Misconduct

March 12, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Alan Louis Shankman of Salt Lake City Utah is a stockbroker currently registered with Wilson-Davis and Co. Inc. who is the subject of a Financial Industry Regulatory Authority (FINRA) investigation into allegations of Shankman’s potential FINRA Rule 2010 violations. FINRA Investigation No. 20150433566; 20160512091 (Dec. 1 2017). FINRA Public Disclosure confirms that a customer initiated […]

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