Tag Archives: Aileen Eppig

Stifel Nicolaus Stockbroker Barred In Investigation

May 05, 2017  |   Posted by :   |   Customer Loans, Investment and Regulatory News   |   0 Comments

Aileen Eppig, of Hauppauge, New York, a stockbroker formerly registered with Stifel, Nicolaus & Company, Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that she failed to cooperate in a FINRA investigation into allegations that she engaged in unauthorized loan arrangements […]

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