Tag Archives: Ahmed Ghassan Gheith

Paulson Investments Broker Caught For Selling Away

Ahmed Ghassan Gheith of New York New York a stockbroker formerly registered with Paulson Investment Company LLC has been fined $10,000.00 and suspended for twelve months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he sold away from Paulson Investment Company LLC. Letter of […]

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Paulson Investment Company Fires Broker For Complaint

December 15, 2017  |   Posted by :   |   Promissory Notes, Selling Away and Outside Activities   |   0 Comments

Ahmed Ghassan Gheith, of New York, New York, a stockbroker formerly registered with Paulson Investment company, LLC, was fired on August 11, 2017, based upon allegations that he violated Paulson’s written supervisory procedures, failed to be forthcoming in reference to the firm’s compliance questionnaires, violated FINRA Rule 3280, and became subject of a customer initiated […]

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