Ahmad Wares (also known as Kevin Wares) of Melville New York a stockbroker formerly registered with Salomon Whitney Financial is the subject of a customer initiated investment related arbitration claim in which the customer requested $195,132.00 in damages based upon allegations that (1) Wares breached his contractual obligations to the customer (2) Wares executed unauthorized […]
Read More »
Tag Archives: Ahmad Wares
Investors Sue Salomon Whitney For Churning
August 02, 2019 | Posted by : Guiliano Law Group | Boilerroom Sales, Churning, Excessive Trading, Investment and Regulatory News, Securities Arbitration Claims, Unsuitable Investment Recommendations | 0 Comments
EKN Financial Sued by Customer For Churning
March 21, 2017 | Posted by : Guiliano Law Group | Boilerroom Sales, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Ahmad Wares, a stockbroker formerly registered with EKN Financial Services, Inc., has been named in a customer initiated investment related arbitration claim on January 23, 2016, in which the customer requested $288,340.00 in damages based upon allegations that Wares breached his fiduciary duties, effected over-the-counter equity trades in the customer’s account on an excessive basis, […]
Read More »