Tag Archives: Adam S. Feierstein

Investors Accuse Woodbury Financial Of Misrepresentation

August 15, 2021  |   Posted by :   |   Investment and Regulatory News, Selling Away and Outside Activities, Variable Annuites   |   Comments Off on Investors Accuse Woodbury Financial Of Misrepresentation

Adam S. Feierstein of Redondo Beach California a stockbroker formerly registered with Woodbury Financial Services Inc. is the subject of a customer initiated investment related complaint in which the customer requested more than $5,000.00 in damages supported by accusations of misrepresentations as it pertained to a variable annuity purchased by them when Feierstein was associated […]

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ProEquities Discharges Stockbroker For Selling Unauthorized Securities

November 30, 2020  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Securities Arbitration Claims, Selling Away and Outside Activities   |   Comments Off on ProEquities Discharges Stockbroker For Selling Unauthorized Securities

Adam S. Feierstein of Redondo Beach California a stockbroker formerly registered with ProEquities Inc. has been discharged by the securities broker dealer on October 28, 2020 founded on allegations that Feierstein engaged in unauthorized transactions and had concealed his communications about securities business from ProEquities. Financial Industry Regulatory Authority (FINRA) Public Disclosure also confirms that […]

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