Tag Archives: Adam Michael Lopez

Country Capital Management Sued For Stockbroker Theft

August 27, 2020  |   Posted by :   |   Misappropriation of Funds, Stockbroker Theft   |   Comments Off on Country Capital Management Sued For Stockbroker Theft

Adam Michael Lopez of Springfield Illinois a stockbroker formerly registered with Country Capital Management Company is the subject of a customer initiated investment related written complaint on December 16, 2019 in which the customer requested $2,000,000.00 in damages based upon allegations that the customer’s assets were converted and that the customer had been defrauded as […]

Read More »

Investors Accuse Country Capital Of Stockbroker Theft

Adam Michael Lopez of Springfield Illinois a stockbroker formerly registered with Country Capital Management Company is referenced in a customer initiated investment related written complaint which was resolved for $359,846.25 on June 11, 2019 founded on accusations that Lopez embezzled nearly all of the customer’s assets during the period in which he was employed by […]

Read More »

FINRA Bars Country Capital Broker In Investigation

January 03, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Adam Michael Lopez of Springfield Illinois a stockbroker formerly registered with Country Capital Management Company has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to cooperate with FINRA in an investigation into accusations of Lopez committing fraud. Letter of Acceptance […]

Read More »