Aaron Robert Parthemer Archives - Securities Arbitration Investment Fraud Lawyers

Tag Archives: Aaron Robert Parthemer

SEC Bars Wells Fargo Advisors Broker For Fraud

January 29, 2019 | Posted by : Guiliano Law Group | Alternative Investments, Breach of Fiduciary Duty, Direct Participation Programs, Elder Financial Abuse, Failure To Supervise, FINRA Securities Arbitration, Hedge Funds, Investment and Regulatory News, Securities Arbitration Claims, Selling Away and Outside Activities | 0 Comments

Aaron Robert Parthemer of Fort Lauderdale, Florida has been fined $160,000.00 and barred from being a broker or investment adviser or otherwise associating with any brokers or investment advisories according to an Order Making Findings and Imposing Sanctions Pursuant To Securities Exchange Act of 1934 Section 15(b), Investment Advisers Act of 1940 Section 203(f) and […]

Disclaimer

The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.

This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer. Questions or comments regarding the source or accuracy of information, including any subsequent developments, should be directed to: [email protected].

Archive

SEC Bars Wells Fargo Advisors Broker For Fraud

For a Free Evaluation of Your Claim

Call Us Toll Free At:

(877) SEC-ATTY

All Inquires Are Confidential.

See Important Disclaimer

Categories