Aaron Leonard Heimowitz of Melville, New York, a stockbroker registered with Newport Coast Securities, has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity on December 3, 2015, based upon accusations that he failed to comply with a $403,162.00 customer award in FINRA Arbitration Case No. 13-03293 (May 29,…
Aaron Heimowitz, a Stockbroker with Newport Coast Securities, was suspended from association with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity for a period of seven months and fined $15,000 after consenting to findings that Heimowitz participated in private securities transactions and outside business activities in violation of firm policies. Letter of…