Susan Louise Wagner of Perrysburg Ohio a stockbroker currently registered with Ameriprise Financial Services Inc. is the subject of a customer initiated investment related written complaint on April 24, 2017 in which the customer requested damages estimated to exceed $5,000.00 based upon accusations that Wagner poorly advised the customer in regard to the customer’s individual retirement account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that a customer initiated investment related civil action involving Wagner’s activities was settled to resolve allegations that Wagner effected the transfer of funds in the customer’s variable universal life insurance policy without procuring the customer’s consent. Civil Action No. 00CV101424 (Nov. 21, 2000).
Wagner has been employed by Ameriprise Financial Services Inc. since May 27, 1998.
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