Deborah Ann Deckman (also known as Deborah Ann Capak) of Wilmington Delaware a stockbroker formerly employed by Spire Securities LLC and former investment adviser representative of Lovett Advisors LLC has been terminated by Lovett Advisors LLC on January 12, 2018 supported by accusations that Deckman engaged in misconduct with regard to investment contracts.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Deckman is referenced in two customer initiated investment related disputes pertaining to allegations of Deckman’s violative conduct during the time that she was associated with Lovett Advisors LLC. Particularly, on May 4, 2018, a customer filed an investment related complaint concerning Deckman’s conduct where the customer sought $36,884.00 in damages founded on allegations that unauthorized transactions were effected in the customer’s account causing the customer to incur unwarranted tax consequences.
Also on May 4, 2018, a customer filed an investment related arbitration claim concerning Deckman’s activities in which the customer requested $36,884.00 in damages supported by accusations that that Deckman effected transactions which failed to conform to the customer’s objectives for investing.
Deckman’s registration with Spire Securities LLC has been terminated as of April 13, 2016.
