David Carl Ferwerda of Grand Rapids Michigan a stockbroker formerly employed by Signator Investors Inc. is referenced in a Michigan Department of Licensing and Regulatory Affairs investigation into accusations that Ferwerda sold securities to customers that were neither registered nor exempt from registration in the state.
FINRA Public Disclosure reveals that Ferwerda has been discharged by Signator Investors Inc. on March 20, 2018 founded on allegations that Ferwerda sold investments to customers away from the firm without the firm’s approval; conduct violative of firm policy.
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