Shane Boehm of Spokane, Washington, a stockbroker registered with Cetera Investment Services LLC, is the subject of a customer initiated investment related civil action in which the customer requested $1,500,000.00 in damages based upon allegations that Boehm made unsuitable recommendations of Real Estate Investment Trusts or REITs during the time that Boehm was associated with Cetera Investment Services LLC. Civil Action No. 21CV48392 (December 21, 2021).
This is not the first time that Boehm has been referenced in a customer initiated investment related dispute concerning Boehm’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Boehm is also referenced in a customer initiated investment related complaint filed on August 3, 2012, in which the customer requested compensation based upon allegations that Boehm led the customer to believe that their annuity would generate a three-percent guaranteed interest rate when Boehm was associated with Fintegra LLC. The securities broker dealer denied this complaint.
Boehm has been associated with Cetera Investment Services LLC as a stockbroker since July 21, 2011, and associated with Cetera Investment Advisers LLC as an investment advisor representative since January 21, 2014.
