Sebastian Wyczawski of Manorville New York a stockbroker currently registered with Joseph Stone Capital LLC has been referenced in a customer initiated investment related arbitration claim where the customer requested $235,635.00 in damages based upon accusations that Wyczawski failed to supervise a stockbroker who effected unsuitable over-the-counter equities trades in the customer’s Joseph Stone Capital account. Financial Industry Regulatory Authority (FINRA) Arbitration No. 19-03741 (Dec. 31, 2019).
Wyczawski has been identified in two additional customer initiated investment related disputes involving allegations of his wrongful conduct during the period that he was registered with Milestone Financial Services Inc. FINRA Public Disclosure reveals that a customer initiated investment related arbitration claim involving Wyczawski’s conduct was settled for $37,500.00 in damages founded on accusations that inappropriate over-the-counter equities trades were executed in the customer’s Milestone Financial Services account.
Another customer initiated investment related arbitration claim involving Wyczawski’s conduct was resolved for $17,500.00 in damages supported by allegations that the customer had been defrauded on over-the-counter equities trades. FINRA Arbitration No. 18-02049 (June 12, 2019). The claim also alleges that the equities were not suitable for the customer and that transactions were executed in breach of contract. According to the claim, the stockbroker’s negligence and breach of a fiduciary duty resulted in the customer’s losses.
Wyczawski has been registered with Joseph Stone Capital since July 6, 2015. Since October 27, 1998, he has been associated with five different securities broker dealers, one of which is expelled for violation of federal securities laws or is otherwise defunct.
