Scott Curtis Wilson of New York, New York, a stockbroker registered with Morgan Stanley, is the subject of a customer initiated investment related complaint filed on July 11, 2022, in which the customer requested damages based upon allegations that Wilson made misrepresentations of material fact in connection with the recommendation and sale of closed end funds when Wilson was associated with Morgan Stanley.
This is not the first time that Wilson has been referenced in a customer initiated investment related dispute concerning Wilson’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Wilson was also referenced in a complaint filed on February 27, 2009, in which the customer requested compensatory damages based upon allegations that Wilson made unsuitable recommendations of closed end funds when Wilson was associated with Citigroup Global Markets Inc.
On June 8, 2011, a AAA securities arbitration claim involving Wilson’s conduct was settled for $289,616.61 in damages based upon allegations that Wilson made misrepresentations of material fact in connection with the recommendation and sale of hedge funds when Wilson was associated with Citigroup Global Markets Inc. AAA Arbitration No. 002-8J7-1LH.
Wilson has been associated with Morgan Stanley in New York, NY, as a stockbroker since June 1, 2009, and has been associated with Morgan Stanley as an investment advisor representative since March 3, 2014.
