Rosemary Teresa Vrablic of New York, New York, a stockbroker registered with Deutsche Bank Securities Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity because Vrablic failed to respond to FINRA’s request for information. FINRA Case No. 2021070117201 (October 18, 2021).
FINRA Public Disclosure shows that Vrablic was issued a Notice of Suspension letter on July 15, 2021, and a Suspension from Association letter on August 9, 2021. She was provided until October 17, 2021, to satisfy FINRA’s request or otherwise seek termination of the suspension. FINRA automatically barred Vrablic because she failed to respond by the deadline.
Vrablic was associated with Deutsche Bank Securities Inc. in New York, NY, as a stockbroker from October of 2006 to January of 2021. FINRA Public Disclosure shows that Vrablic was permitted to resign by Deutsche Bank Securities Inc. on December 31, 2020, based upon allegations that Vrablic engaged in an undisclosed outside business activity. Based upon the information contained on Public Disclosure, there are no allegations that she engaged in any misconduct but that these activities were not disclosed or approved by her employer.
