Scot Barringer of Los Angeles, California, a stockbroker registered with Westpark Capital Inc., was the subject of a customer initiated investment related complaint that was settled on September 15, 2022, for $50,000.00 in damages based upon allegations that Barringer made unsuitable recommendations of GWG L-bonds when Barringer was associated with Westpark Capital Inc.
Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Barringer has been referenced in three other customer initiated investment related disputes concerning Barringer’s conduct while associated with securities broker dealers.
Barringer is referenced in a FINRA securities arbitration claim in which the customer requested $60,000.00 in damages based upon allegations that Barringer made unsuitable recommendations and made omissions of material fact also in connection with the sale of GWG L-bonds during the period that Barringer was associated with Westpark Capital Inc. FINRA Arbitration No. 22-01829 (June 15, 2022).
On September 8, 2022, a customer filed an investment related FINRA securities arbitration claim involving Barringer’s conduct in which the customer requested compensation based upon allegations that Barringer again made misrepresentations of material fact and made unsuitable recommendations of GWG L-bonds. FINRA Arbitration No. 22-02057.
Barringer was associated with Westpark Capital Inc. in Los Angeles, California, as a stockbroker from August of 2016 to July of 2020, and associated with Westpark Capital Inc. as an investment advisor representative from August of 2016 to July of 2020.
Barringer has been associated with American Trust Investment Services Inc. in Lisle, Illinois, as a stockbroker since July 22, 2020.
