Robert Steven Weissbein (also known as Bob Weissbein), of Plantation, Florida, a stockbroker registered with First Allied Securities Inc., is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $35,000.00 in damages based upon allegations that Weissbein made unsuitable recommendations, breached his fiduciary duties, and was negligent in connection with the recommendation and sale of real estate securities when Weissbein was associated with First Allied Securities Inc. FINRA Arbitration No. 19-01893 (Nov. 12, 2020).
This is not the first time that Weissbein has been referenced in a customer initiated investment related dispute concerning Weissbein’s conduct in the securities industry. FINRA Public Disclosure shows that Weissbein is also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $20,000.00 in damages based upon allegations that Weissbein made unsuitable recommendations, made omissions, breached a fiduciary duty, was negligent, failed to supervise, breached a contract, and made misrepresentations with regard to the recommendation and sale of direct investments when Weissbein was associated with Capital Guardian LLC. FINRA Arbitration No. 17-01526 (Feb. 28, 2019).
Robert Weissbein was associated with First Allied Advisory Services Inc. in Plantation, FL, as an investment advisor representative from March 19, 2014 to November 12, 2020. He has been associated with Cetera Advisors LLC in Naples, FL, as an investment advisor representative since November 23, 2020.
Weissbein was associated with First Allied Securities Inc. as a stockbroker from February 21, 2014 to September 8, 2022. He has been associated with Cetera Advisors LLC as a stockbroker since September 8, 2022.
