Robert Scott Ginsberg (also known as Bob Scott Ginsberg) of Wallingford, Connecticut, a stockbroker registered with Investors Capital Corp and Woodbury Financial Services Inc., is identified in a customer initiated investment related FINRA securities arbitration claim which was resolved for $35,000.00 in damages based upon allegations of unsuitable investment recommendations by Ginsberg concerning real estate securities, direct investments, and variable annuity products. Financial Industry Regulatory Authority (FINRA) Arbitration No. 20-02631 (February 9, 2022).
FINRA Public Disclosure shows that Ginsberg has been identified in three additional customer initiated investment related disputes containing accusations of his activities while employed by securities broker dealers, including Cetera Advisors LLC, Investors Capital Corp, and Woodbury Financial Services.
Ginsberg is the subject of a customer initiated investment related FINRA securities arbitration claim which was settled for $350,000.00 in damages founded on allegations that Ginsberg effected unsuitable sales of real estate investment trusts (REITs) and oil and gas investments when he was employed by Woodbury Financial Services and Cetera Advisors. FINRA Arbitration No. 18-00118 (August 5, 2021).
On December 7, 2017, a customer filed an investment related complaint concerning Ginsberg’s conduct in which the customer requested compensatory damages supported by accusations of bad non-traded REITs by Ginsberg at Woodbury Financial Services and Cetera Advisors.
Ginsberg is also referenced in a customer initiated investment related FINRA securities arbitration claim which was resolved for $150,000.00 in damages based upon allegations of unsuitable trading of business development companies (BDCs) and real estate investment trusts (REITs). FINRA Arbitration No. 19-00557 (January 15, 2021).
Ginsberg has been associated with Woodbury Financial Services Inc. as a stockbroker and investment adviser representative since September 20, 2016.
