Ricardo William Cabrera (also known as Rick Cabrera) of Henderson Nevada a stockbroker formerly associated with GF Investment Services LLC has been referenced in a customer initiated investment related arbitration claim which was settled for $14,000.00 in damages supported by allegations that Cabrera’s recommendations of alternative investments including business development companies and real estate securities had failed to be suitable for the GF Investment Services customer. Financial Industry Regulatory Authority (FINRA) Arbitration No. 18-03469 (Jan. 3, 2019).
This is not the first time that Cabrera has been referenced in a customer initiated investment related dispute concerning accusations of his improprieties in the securities industry. FINRA Public Disclosure reveals that Cabrera is also referenced in a customer initiated investment related arbitration claim which was settled to resolve accusations of bad real estate investment trust and business development corporation trades effected by Cabrera when he was associated with GF Investment Services. FINRA Arbitration No. 16-03314 (July 7, 2017).
Cabrera’s registration with GF Investment Services has been terminated as of December 31, 2017.