John Belk Daughtridge of Mount Pleasant South Carolina a stockbroker formerly employed by Raymond James Associates Inc. has been discharged by the firm on February 26, 2018 supported by accusations that Daughtridge disseminated investment related information without authorization from the firm.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Daughtridge has been identified in two customer initiated investment related disputes containing allegations of Daughtridge’s misconduct while employed with Citigroup Global Markets, Inc. and Raymond James. Specifically, on August 15, 2005, a customer filed an investment related complaint concerning Daughtridge’s activities in which the customer sought $8,858.38 in damages based upon accusations that the customer’s variable annuity was surrendered without the customer’s consent.
Then, on July 1, 2016, a customer filed an investment related complaint involving Daughtridge’s conduct where the customer requested $50,000.00 in damages founded on allegations that between August 16, 2013 and May 4, 2016, unauthorized mutual fund trades were placed in the customer’s account and the customer’s funds had been misappropriated.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, or other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
