Todd Douglas Ryman, of Atlanta, Georgia, a stockbroker formerly registered with Raymond James & Associates, is the subject of a customer initiated investment related written complaint on August 16, 2017, where the customer requested $300,000.00 in damages founded on allegations that between September 6, 2016 and February 13, 2017, Ryman effected unauthorized transactions in a customer’s account concerning closed end funds, foreign equities, real estate investment trusts, mutual funds and equities.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on May 22, 2017, a customer initiated investment related written complaint regarding Ryman’s activities was resolved for $205,193.00 in damages supported by allegations that while Ryman was an advisor for Deutsche Bank Securities Inc., he effected private equity transactions that were not suitable for the customer, leaving the customer in an illiquid position that the firm failed to remedy.
Between June 9, 2009 and July 17, 2014, Ryman was identified in four customer initiated investment related disputes relating to Ryman’s improper conduct while employed with Banc of America Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, wherein customers’ claims were based upon allegations including misrepresentation, failure to follow investment instructions, unauthorized trading, and suitability of investment recommendations.
Ryman has been employed with SunTrust Investment Services, Inc. as of February 14, 2017.
Guiliano Law Group
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