Rami Sassoon (also known as Rami Sela and Ram Sassen), of New York, New York, a stockbroker registered with Cetera Advisors LLC, is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $300,000.00 in damages based upon allegations that Sassoon made unsuitable recommendations of real estate securities when Sassoon was associated with Cetera Advisors LLC. FINRA Arbitration No. 23-00113 (January 12, 2023).
This is not the first time that Sassoon has been referenced in a customer initiated investment related dispute concerning Sassoon’s conduct in the securities industry. FINRA Public Disclosure shows that Sassoon was also referenced in a customer initiated investment related complaint filed on March 13, 2014, in which the customer requested $6,000.00 in damages based upon allegations that Sassoon made unsuitable recommendations of mutual funds when Sassoon was associated with J.P. Morgan Securities LLC. This complaint was denied by the securities broker dealer.
Sassoon has been associated with Cetera Advisors LLC as a stockbroker since May 4, 2015, and as an investment advisor representative since May 5, 2015.
