Philip Albert Schreiner of San Antonio Texas a stockbroker formerly employed by Morgan Stanley has been discharged by the firm on April 18, 2018 founded on allegations that Schreiner (1) partook in the solicitation of outside real estate investments and other activities involving a firm customer and (2) engaged in an unapproved customer loan arrangement.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on October 4, 2017, a customer filed an investment related complaint regarding Schreiner’s activities in which the customer requested unspecified damages based upon accusations of misrepresentation between November of 2011 and September of 2017 in reference to equity transactions executed in the customer’s account.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com