Peter Brian Robertson, of Irvine, California, a stockbroker registered with Osaic FA Inc. (also known as Lincoln Financial Advisors Corporation), is the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $100,000.00 in damages based upon alleged the unsuitable investment recommendation of oil and gas investments during the period that Robertson was associated with Lincoln Financial Advisors Corporation. FINRA Arbitration No. 24-00348 (March 13, 2024).
FINRA Public Disclosure shows that Robertson was also referenced in a customer initiated investment related complaint filed on February 3, 2011, in which the customer requested damages based upon alleged unsuitable recommendations in real estate investment trusts and variable annuities during the time that Robertson was associated with Lincoln Financial Advisors. This complaint was denied.
On February 16, 2024, a customer filed an investment related FINRA securities arbitration claim involving Robertson’s conduct in which the customer requested $2,999,950.00 in damages based upon alleged unsuitable advice about oil and gas investments. FINRA Arbitration No. 24-00348.
Robertson has been associated with Osaic FA Inc. in Irvine, California since December 19, 1997, as an investment advisor representative, and since June 1, 1998, as a stockbroker.
