Peter Lewis Goffin of Boca Raton, FL, a stockbroker registered with Newbridge Securities Corporation, was the subject of a customer initiated investment related FINRA securities arbitration claim that was settled for $32,500.00 in damages based upon allegations that Goffin committed fraud, made unsuitable recommendations, breached a contract, and breached his fiduciary duties in connection with the sale of alternative investments during the time that Goffin was associated with Newbridge Securities Corporation. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-01527 (August 1, 2022).
FINRA Public Disclosure shows that Goffin has been referenced in three other customer initiated investment related disputes concerning Goffin’s conduct while associated with securities broker dealers. On June 13, 2002, a customer filed an investment related complaint involving Goffin’s conduct in which the customer requested $150,000.00 in damages based upon allegations that Goffin made unsuitable recommendations of stocks when Goffin was associated with First Union Securities Financial Network Inc.
Goffin was also referenced in a complaint filed on January 10, 2012, in which the customer requested $30,300.00 in damages based upon allegations that Goffin made omissions of material fact and made unsuitable recommendations of variable annuities during the time that Goffin was associated with Newbridge Securities Corporation.
Goffin has been associated with Newbridge Securities Corporation in Boca Raton, FL, as a stockbroker since October 6, 2003, and associated with Newbridge Financial Services Group as an investment advisor representative since January 28, 2005.
