Peter John Clarke, of Palm Beach, Florida, a stockbroker registered with Truist Investment Services Inc., is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $6,300,000.00 in damages based upon allegations that Clarke made unsuitable recommendations in equities when Clarke was associated with Truist Investment Services Inc. Financial Industry Regulatory Authority (FINRA) Arbitration No. 23-01936 (July 11, 2023).
This is not the first time that Clarke has been referenced in a customer initiated investment related dispute concerning Clarke’s conduct in the securities industry. FINRA Public Disclosure shows that Clarke was also referenced in a customer initiated investment related NASD securities arbitration claim that was settled for $25,800.00 in damages based upon alleged breach of fiduciary duty, misrepresentation of material facts, and unsuitable recommendations during the time that Clarke was associated with Wheat First Securities Inc. NASD Arbitration No. 97-04889 (September 14, 1998).
Clarke has been associated with Rockefeller Financial LLC in Palm Beach Gardens, Florida since November 12, 2021. Previously, Clarke was associated with Truist Investment Services Inc. in Palm Beach, Florida from February 17, 2021, to November 15, 2021, and with BBT Securities LLC in Richmond, Virginia from January 2, 2013, to February 17, 2021.
