Paul Itzchak Antevy of North Miami Beach, Florida, a stockbroker registered with FMSBonds Inc., is referenced in a customer initiated investment related FINRA securities arbitration claim which was resolved for $14,999.00 in damages supported by accusations of the customer being misled by Antevy regarding investments in corporate debt while Antevy was employed by FMSBonds. Financial Industry Regulatory Authority (FINRA) Arbitration No. 20-01618 (July 28, 2021).
Antevy has been identified in three more customer initiated investment related disputes concerning allegations of his conduct while he was registered with securities broker dealers, including JB Hanauer Co. and UBS PaineWebber Inc. FINRA Public Disclosure shows that a customer filed an investment related complaint regarding Antevy’s activities in which the customer requested compensatory damages based upon accusations of omissions of risks concerning municipal bond trades effected by Antevy during the time that he was registered with JB Hanauer Co.
Another customer initiated investment related FINRA securities arbitration claim involving Antevy’s conduct was settled for $98,000.00 in damages founded on allegations of unauthorized, unsuitable, and excessive stock trades when Antevy was associated with UBS PaineWebber Inc. FINRA Arbitration No. 02-02936 (December 12, 2002). According to the claim, the customer’s signature had been forged on documents relating to stock transactions at UBS PaineWebber.
On November 21, 2016, another customer initiated investment related FINRA securities arbitration claim concerning Antevy’s activities was resolved for $50,000.00 in damages supported by accusations that Antevy provided unsuitable recommendations to the customer as it pertained to corporate and municipal bonds at FMSBonds, resulting in losses to the customer. FINRA Arbitration No. 16-01549.
Antevy has been employed by FMSBonds since March 6, 2003.
